Our Expertise
AI governance for SEC-registered RIAs, fintech, and financial services firms navigating Reg S-P, SR 11-7, MiCA, and EU AI Act requirements
Wealth managers and investment advisers facing AI examination priorities.
The SEC's 2026 exam priorities explicitly target AI governance. With the Reg S-P compliance deadline on June 3, 2026, RIAs need to demonstrate how AI tools access client PII, who approved them, and what controls are in place. Efeeo maps every AI decision to Rule 206(4)-7 and Reg S-P requirements — generating the evidence examiners will ask for.
Stablecoin issuers, exchanges, and DeFi platforms navigating MiCA and the GENIUS Act.
Crypto-native financial infrastructure faces regulation from multiple directions simultaneously — MiCA in Europe, the GENIUS Act in the US, and the EU AI Act layered on top. Efeeo is the only platform that maps AI agent decisions across all three frameworks, providing the compliance evidence that lets you move fast without regulatory exposure.
Advisory firms scaling AI governance delivery across their client base.
Your clients are asking about AI governance and you need a repeatable delivery model. Efeeo gives compliance consultants a standardized assessment framework, white-label reporting, and a platform that turns one-time engagements into recurring managed services — without hiring AI specialists.
Discover our AI governance solutions designed to help you navigate compliance and build trust.
